European Regulatory Disclosures

CIBC provides services in Europe through Canadian Imperial Bank of Commerce (CIBC), including through CIBC’s Registered UK Branch, and through CIBC Capital Markets (Europe) S.A. in Luxembourg. CIBC is a bank incorporated in Canada pursuant to the Bank Act (Canada), with its registered UK branch address at 150 Cheapside, London EC2V 6ET and registration number FC001165. CIBC is authorised by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of regulation by the Prudential Regulation Authority are available on request. CIBC Capital Markets (Europe) S.A. (RCS Luxembourg: B236326) is authorised by the European Central Bank (the “ECB”) and supervised by the Luxembourg Financial Supervisory Authority (Commission de Surveillance du Secteur Financier) under the oversight of the ECB, with its registered address at 2C Rue Albert Borschette K2D1 Luxembourg 1246.

CIBC previously also provided services through CIBC Capital Markets plc (incorporated and registered in England & Wales with registration number 2733036 with its registered office located at 150 Cheapside, London EC2V 6ET and converted to CIBC World Markets Limited on 7 August 2020). Should you require any RTS 27 or RTS 28 reports relating to CIBC World Markets Limited, please contact Mailbox.UKComplianceDepartment@cibc.com.

Pursuant to Regulation (EU) No 648/2012 (“EMIR”), counterparties are generally obliged to provide collateral for non-cleared OTC-derivatives. CIBC Capital Markets (Europe) S.A. (LEI: 5493004H6N0F0BB9H184) has been granted a full exemption from this obligation in accordance with Art. 11(6) of EMIR with respect to intra-group transactions entered into with Canadian Imperial Bank of Commerce (LEI: 2IGI19DL77OX0HC3ZE78). Canadian Imperial Bank of Commerce is the parent company of CIBC Capital Markets (Europe) S.A.

The estimated notional aggregate amount of the OTC derivative contracts for which the intragroup exemption applies (million EUR) is 11,225.

 

Costs & Charges

RTS 28

RTS 27

Best Ex Policy

Systematic Internaliser Commercial Policy

CIBC Capital Markets (Europe) S.A. Pillar 3 Disclosures

Complaints Handling Procedure